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Global Ethics and Compliance Solutions

Innovative and pro-active leadership worldwide.

Global Compliance has taken a leadership role on numerous topics and initiative around the world. Here are just a few examples:

Development of European Union-compliant Solutions

Global Compliance offers a European Union-compliant program that features program allegations that comply with European Union (EU) data privacy requirements. Additionally, in January 2009, Global Compliance launched an alternative solution for clients with European Operations that allows data to be hosted at our hosting facility in Ireland.

Furthermore, in order to meet the needs of our clients who have specific data protection requirements, and in direct response to European data protection rules, Global Compliance has added a Report Sanitization module to our Case Management System. This module allows program administrators to permanently delete data from selected allegation report and case investigation fields.

Resolving Conflicts: European Union Whistleblower Guidelines

Global Compliance has taken the foremost leadership position in our industry with regards to problems arising from conflicting regulations and court decisions specific to whistleblower systems in America and abroad, such as rulings and opinions within the European Union.

To this end, in partnership with local experts, we deliver research and recommendations on this subject and employ an internal General Counsel whose mission is to remain current on data privacy issues. During the last three years, Global Compliance has also:

  • Engaged in face-to-face meetings with several of the European data protection agencies, submitted comments and information to guide whistleblowing scheme opinions
  • Formed client coalitions to raise concerns about provisions in EU country whistleblowing scheme guidelines that contradicted U.S. legislation, specifically the Sarbanes-Oxley Act

When various EU country whistleblower scheme rulings have been released, Global Compliance has remained very proactive in communicating with our clients on these matters and takes the following steps:

  • Translation of guidelines into English
  • Analysis of guidelines relative to whistleblower programs in the U.S. and abroad
  • Solicitation of added interpretation and perspective from internal and outside legal counsel operating within the respective countries
  • Issuing initial and follow-up communications to our clients, along with translated documents, and any required program recommendations for compliance and best practices
  • Providing client assistance in any required certification with the guidelines
  • Conference calls with client legal departments to share findings

    Ongoing Interactions and Presentations Involving Global Issues

    Global Compliance continues to lead in industry involvement on the global front, including:

    • Global Compliance is advising the Serious Fraud Office on adequate anti-bribery procedures related to the new UK Bribery Act (June 2010)
    • Global Compliance’s Expert Advisory group recently authored a whitepaper entitled The UK Bribery Act 2010 – Preparing for Change which is available for free. Download now.
    • Global Compliance presented at the International Conference of Data Protection and Privacy Commissioners in Madrid Spain in November of 2009
    • Global Compliance was the only hotline vendor in attendance at the Ethics and Compliance Officer Association (ECOA) European Conference (London –January 2009)
    • Global Compliance was the only hotline vendor in attendance at the European Ethics and Compliance Officer Association (ECOA) European Conference (London –January 2008)
    • Global Compliance was the only hotline vendor in attendance and on the speaking agenda at the Asia Anti-Corruption Summit (Hong Kong – January 2008)
    • Global Compliance spoke at a Geneva, Switzerland association of corporate counsels on the topic of data protection relative to whistleblower schemes (Geneva – April 2008)
    • Global Compliance spoke at a gathering of the International Chamber of Commerce (Paris –May 2008) on the topic of data protection relative to whistleblower schemes
    • Global Compliance’s Corporate Counsel recently authored a whitepaper entitled “EU Data Privacy for Whistleblower Hotlines: Variation Among EU Countries’ Laws Requires Flexibility In Hotline Scope And Operations” which is available on Global Compliance’s website.
    • Global Compliance’s Corporate Counsel recently authored a new article entitled “SOX Whistleblowing Hotlines and EU Data Protection Laws: Has the Irresistible Force Met the Immovable Object?” and featured in the Privacy & Security Law Report.
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